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Broker-Dealer Regulation in a Nutshell - Nutshell Series Thomas Lee Hazen 4 Revised edition
Broker-Dealer Regulation in a Nutshell - Nutshell Series
Thomas Lee Hazen
Provides an introduction and overview of broker-dealer regulation in the securities markets. The book covers broker-dealer front office and back office issues as well as market regulation generally. It gives an understanding of basic concepts and the underlying regulatory scheme.
431 pages
| Media | Books Paperback Book (Book with soft cover and glued back) |
| Released | April 30, 2021 |
| ISBN13 | 9781647083953 |
| Publishers | West Academic Publishing |
| Pages | 431 |
| Dimensions | 187 × 125 × 19 mm · 344 g |
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