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Adoption of Supplemental Standards of Ethical Conduct for Members and Employees of SEC and Revisions to Commission's Ethics Rules (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) The Law Library

The Law Library presents the complete text of the Adoption of Supplemental Standards of Ethical Conduct for Members and Employees of SEC and Revisions to Commission's Ethics Rules (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).

Updated as of May 29, 2018



The Securities and Exchange Commission with the concurrence of the Office of Government Ethics is adopting supplemental standards of ethical conduct for the Commission's members and employees. The new supplemental standards give guidance to Commission members and employees on permitted, prohibited, and restricted financial interests and transactions and on engaging in outside employment and activities. In addition, the Commission has revised its ethics rules to make them compatible with the Office of Government Ethics' government-wide ethics provisions and to reflect current Commission policies.



This ebook contains:

- The complete text of the Adoption of Supplemental Standards of Ethical Conduct for Members and Employees of SEC and Revisions to Commission's Ethics Rules (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)

- A dynamic table of content linking to each section

- A table of contents in introduction presenting a general overview of the structure